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Multiple Casualty Incident Plans
Ten Golden Rules for Prehospital Management
by Paul E. Pepe, MD,
professor and chair, emergency medicine,
University of Texas Southwestern Medical Center at Dallas,
and Eric Anderson, EMT-P, EMS shift captain, Dallas Fire Rescue
Civilian government and military authorities continually are
compelled to develop, revise, and update disaster plans in order
to demonstrate that they are prepared to manage any major incident
occurring within their jurisdiction. Likewise, the medical community,
including hospitals, health departments, and medical societies,
develops its own plans, particularly today with the growing threat
of terrorism, whether it relates to threats of bombs, lethal
chemicals, fatal biologicals, or other hazardous materials.
Such plans may have value because they often contain lists
of key people and agencies to contact in the event of a major
incident, or because they prospectively document local policies
of operation and communication when actions taken during the
incident are subsequently critiqued by second-guessers. However,
elaborate plans, while more useful for secondary and tertiary
phases of a significant incident, generally are forgotten, inapplicable,
or initially disregarded at the immediate scene of a major emergency.
From various collective experiences, it has been recommended
over the years that an emergency medical services system develop
a simple, easy-to-remember list of basic axioms to be used in
planning, training, and implementing actual field operations
for an urban multiple casualty incident. In view of the recent
terrorist attacks in US urban settings, such a list for MCI management
is more than timely. To that end, we present "10 Golden
Rules for Dealing with Multiple Casualty Incidents." Our
hope is to provide a better understanding of the simple strategic
plans that EMS systems can use to optimize outcomes in an MCI.
Multiple Casualty Incidents
In Dallas, most major multiple casualty events typically attributable
to a disaster situation are categorized as a mass casualty event.
Under such circumstances, a "Mass Casualty Plan Activation"
would occur. However, for purposes of definition here, we will
use terminology often used by governmental and military organizations
which differentiates an MCI from a mass casualty (MASSCAL) event.
For addressing medical resource needs, the MCI will be considered
as a situation in which the local system transiently is under-resourced
at the scene or at the hospital(s), but eventually can be managed
by the local system. For example, in urban EMS settings, this
might be the relatively small-scale incident in which suddenly
there are a dozen or more seriously injured patients (bus collision,
factory explosion, structural collapse). Although the first-arriving
EMS units might be overwhelmed, the scene eventually is managed
by the local system and patients are efficiently evacuated to
appropriate facilities for definitive medical care, without the
need for external support or mutual aid relief.
An MCI also can be defined in terms of a larger incident in
which hundreds of people are injured and evacuated to area hospitals
over several hours. The hospitals may be overwhelmed initially,
but eventually catch up with the load and are able to cope with
the situation locally. The New York City incident involving the
destruction of the World Trade Center is a good example. On Sept
11, nearly 1500 people were taken to nearby hospitals within
the first few hours after the attack. Although transiently pressed,
the hospital teams handled the patient loads and adapted accordingly.
It was unnecessary to set up temporary military-type mobile facilities
or evacuate patients to distant sites.
In distinct contrast, for purposes of this discussion, a MASSCAL
event will be defined as one in which the local system is fully
overwhelmed and outside jurisdictions are called for assistance.
This situation may occur when no local resources remain (eg,
the hospitals toppling in the Armenian earthquake of 1988) to
handle the thousands of victims or when the injured people number
in the tens of thousands or hundreds of thousands (eg, the Bhopal,
India, chemical leak in the mid-1980s). In Dallas, activation
of the mass casualty plan does not imply that a MASSCAL event
is occurring; it simply is a plan that covers both MCI and MASSCAL
situations in the initial response to the event.
In urban areas, a MASSCAL situation probably would involve
tens, or even hundreds, of thousands of seriously injured people-a
scenario in which local receiving facilities would be overwhelmed
because of problems, such as not enough medical personnel, operating
rooms, or intensive care beds to handle the load locally. It
implies a situation in which field hospitals need to be set up
or hundreds or thousands of people need to be transported to
other facilities. As such, we have not had such an incident in
the United States in modern times. Although it was initially
feared that the World Trade Center attack might have been the
first such event, as horrific as it was in terms of deaths, it
remained an MCI event for the medical community as the system
rapidly adapted and prevailed.
While calling the New York City event an MCI, we are focusing
only on the medical care aspects of the event. We are referring
to potentially treatable injury cases, not the casualties in
terms of the immediate deaths at the scene. Deaths must be distinguished
from the patients needing treatment. In that respect, most EMS-managed
MCIs generally involve an "all or none" phenomenon
in which the victims are either killed outright or have relatively
minor or insignificant physical injuries, such as minor fractures,
abrasions, small burns, and lacerations. Usually, only a few
have immediate life-threatening injuries.
We have seen such a phenomenon with the crash of Delta Flight
191 at Dallas-Fort Worth Airport in 1984 and the Phillips Petroleum
explosion in the Houston ship channel in 1989. Victims were either
dead-on-scene fatalities or so-called "walking wounded."
Only a small percentage (10% at most) make up the group that
needs immediate critical care. Similarly, in the recent WTC event,
fewer than 100 people (< 10% of those treated in the first
few hours) were classified as critical.
However, as we consider events involving larger numbers of
people, this perspective may change. Even in terms of conventional
disasters, 5% of 10,000 injuries can be overwhelming, not only
for the rescue crews, but also for hospitals. In addition, with
nuclear, biological, and other atypical weapons of mass effect,
simplistic classifications of event magnitudes (MCI vs MASSCAL)
also may need to be modified, particularly when considering the
potential numbers of victims and the delayed onset of some of
the sequelae that would result from these unconventional vectors
of injury. In addition, although these definitions generally
apply to the immediate incident injuries, post-traumatic stress
syndromes may affect survivors, rescuers, and their families.
In terms of major incidents such as the WTC attack, the psychological
ramifications, both short-term and long-term, probably are impossible
to quantify. Even for those not directly involved-other New Yorkers,
travelling coworkers, hospital workers, or the accountable intelligence/investigatory
communities-significant psychological stressors will be subtle
but widespread. In addition, the economic and societal sequelae
of such events may affect tens of millions of people.
In this discussion, we will focus on the early management
of the more probable local MCI which can be handled within the
local urban EMS system.
10 Axioms for MCI Management
1. As Much as Possible, Follow Normal Routines. EMS crews
and other rescuers generally should avoid using special modes
of operation during a major incident. In general, MCI management
is confusing enough and any new variables can exacerbate the
confusion. If special needs are anticipated during an MCI, they
should be incorporated, as much as possible, into the daily routines
of the EMS system.
For example, the local police may use the term "Priority
1" for the most critical situations, "Priority 2"
for the less urgent situations, and "Priority 3" for
the least urgent. At the same time, the local EMS crews may use
the term "Code 3" for the most critical patients, "Code
2" for the less serious cases, and "Code 1" for
stable people. Other agencies providing mutual aid may use an
entirely different nomenclature, confusing things even more.
For the sake of coordination among interacting agencies, a county
or municipal disaster plan may state that each patient's condition
should be classified by color to indicate severity. Typically,
as in the military, this might be classified as "red"
for critical patients, "yellow" for patients whose
care can be somewhat delayed, and "green" for patients
with minimal, non-life-threatening, insignificant injuries.
If color designations were used in an MCI, then they should
be incorporated into the routine operations of that jurisdiction,
including the EMS, law enforcement, and mutual aid agencies.
This avoids a confusing situation in the heat of the MCI, which,
in turn, allows rescuers to better concentrate on their functions
during that MCI.
Likewise, if interagency liaisons are to be set up at an MCI,
such interactions should be part of the routine, even at motor
vehicle collisions or domestic violence scenes. People who normally
function inside a hospital can best serve the patients in that
setting and not at the scene of an MCI. Therefore, physicians
planning to participate in the out-of-hospital setting at an
MCI should be those who are part of the routine EMS system and
who respond routinely to EMS scenes.
2. Do What Will Save More Lives in the Long-term. If
hazards still exist-fumes, weapon-fire, secondary explosion-rescuers
first should protect themselves and the minimally injured victims,
and they should warn incoming rescuers and bystanders. These
unharmed victims and rescuers theoretically have a much better
chance of long-term survival than the severely injured victims.
Rescuers cannot help anyone if they themselves are harmed. Therefore,
instead of directly implementing standard triage priorities,
unharmed victims should be removed and incoming rescuers should
be detoured from existing hazards so they can avoid injury.
In evaluating the existence of hazards, the possibility of
a "second-pass phenomenon" should be considered. For
example, rescuers always should consider the possibility of a
second explosion, a major aftershock, a second or third tornado,
or a second terrorist bomb detonation planned for the incoming
rescuers. It was not a total surprise to those familiar with
terroristic incidents that a second aircraft might ram into the
WTC or that a secondary bomb (or bombs) might have detonated
when rescuers arrived.
After initial protective actions are taken to protect the
healthy and unharmed, and the hazards removed, then standard
triage and evacuation can be implemented. This second axiom also
follows traditional triage procedures-the triage officer evaluating
two victims who are critically injured should give priority to
the one who has greater chance of long-term survival. For example,
with a trauma center nearby, a person with a severe head injury
would not be prioritized over a hemodynamically unstable person
with a penetrating abdominal injury who is still conscious. The
probability of long-term, neurologically intact survival determines
the decision.
3. Establish a Centralized, Easily Identifiable Incident
Command Post and Incident Commander. An MCI generates enough
confusion without rescuers being unable to find out easily where
they should report for instructions. It is suggested that representatives
or liaisons from the involved agencies-police, power companies,
rescue crews, mutual aid departments, Red Cross, media crews,
supplemental medical volunteers-be stationed at or near the command
post to facilitate communications to and from the incident commander.
It is better to establish liaisons rather than put everyone on
the same radio channel. Each sector or involved agency can communicate
independently with its own sector liaison, as is done daily.
In turn, the liaison at the command post can directly communicate
as needed with the incident commander or staff.
Specific tasks should be assigned to specific people. Avoid
commands such as, "Somebody get me an ax." Also, each
person should be told which supervisor he will be assigned to
follow. In general, the chain of command should not be broken
in either direction. Depending on the sector, a group leader
should be assigned for every three to 10 people or, on a hierarchical
basis, a senior command officer should oversee four or five groups.
For example, a fire engine crew may have an officer and three
firefighters, while an EMS lieutenant may have four or five ambulance
crews, or a battalion chief might have four or five apparatus
under his or her command. At each level of hierarchy, such ratios
generally should be implemented. This tactic follows the routines
for most fire, police, or EMS departments.
4. Communicate Succinctly in a Clear Zone, Clear of Surrounding
Noise, That Allows a Strong Signal and Redundancy. Transmission
clarity should be kept in mind when establishing a command post
or a sector chief's position. Noisy apparatus or certain electromagnetic
interference can disturb radio or cellular messages. Sometimes
something as simple as getting inside a car may allow for clear
transmission with diminished ambient noise. Although radio traffic
should be kept at a minimum, regular updates on the situation
should be provided to dispatchers, as well as to those assigned
to notify auxiliary support agencies and potential receiving
facilities.
An important strategic plan for any disaster is provision
of redundancy and back-up systems. This can be stressed in terms
of potential loss of incident or medical leadership (in case
of absence or actual on-scene casualty involvement). It can also
apply to having special caches of drug supplies or extra equipment
in case of inaccessibility or destruction. It can apply to medical
facilities in case certain lead hospitals are destroyed or become
inaccessible. Most importantly, redundancy needs to be built
into communications. Back-up communication centers for dispatches,
medical base stations, and emergency operation centers should
be established ahead of time and be familiar to potential users.
At the scene, multiple options for communicating (radios, phones)
should be available as well.
5. Fewer Knowledgeable, Designated Rescuers Perform Better
than Many Volunteers. Inexperienced volunteers, although
well-intentioned, usually add to the confusion, or even can inhibit
the routine. They should be staged in a holding area where they
can be accessed readily and hailed in, if needed.
For example, physicians unfamiliar with the prehospital environment
and the usual operations of civil authorities are best used at
the usual receiving facilities. Even if it is determined that
physicians are needed at the scene (such as for amputation or
assistance with a military-type mobile field hospital), they
are easier to locate if they report to their usual medical facility.
Again, this is a corollary of axiom No. 1, follow day-to-day
routines as closely as possible.
This phenomenon occurred at the WTC attack in which many people
wanted to volunteer, but truly were not needed. Despite the magnitude
of the incident, little outside medical support was required.
Typically, certain specialized teams could be called in to such
events (such as urban search and rescue teams) or patients might
be transported out of the area. Therefore, those would-be volunteers
are best used when they stand by ready to respond as requested,
or, more likely, when they stand by ready to receive evacuated
patients.
Well-intentioned people wanting to volunteer often are a liability
to the ongoing rescue effort because they will need food and
shelter themselves. They also are at risk for injury. Likewise,
rescuer injuries may exceed the number of survivors with injuries.
At the US Air snowstorm crash at New York La Guardia airport
in March 1992, about 25 people were killed outright, and another
25 survived. A few of the survivors had critical injuries, but
the majority were "walking wounded." Over the next
several hours, however, more than 80 rescuers, mostly rescue
divers, were treated for hypothermia, eye burns from jet fuel,
lacerations, and orthopaedic injuries. Likewise, at the WTC incident,
many people treated in the initial hours were rescue personnel
and several hundred more received medical attention over the
next few days. Another consideration is the number of people
exposed directly to the reality of the scene and its horrors.
Even experienced, jaded rescuers will have some degree of post-traumatic
stress syndrome when exposed to the atrocity.
These concerns do not even address the technical issues, such
as license to practice medicine or credentialing issues. Often,
American physicians want to help at a foreign disaster site,
but they don't know the language and don't have the proper tools
(diagnostic or interventional), and may cause more problems for
officials than help. Unless physicians practice tactical medicine
on a daily basis, such as certain military physicians or certain
EMS physicians who routinely respond to major incidents, the
risks outweigh the potential benefit.
Although this discussion seems to dissuade the concept of
volunteerism, the heartfelt need to help is important to recognize.
In times of great tragedy, good human beings want to be involved,
even at risk to themselves. This is true for several reasons.
When tragedies occur, the emotion of guilt creeps in and can
be manifested in many ways. The guilt may arise from a sense
of feeling responsible for an event, whether directly involved
or not. This sense of responsibility may be related to one's
deep-seated self-image as a "lifesaver," particularly
in someone who rarely gets a chance to do such "heroics."
Regardless of the motivation, however, the desire to help should
be seen as well-intentioned and should not be dismissed or patronized.
In planning for such incidents, a rescue agency should expect
contact from such volunteers and plan ways to put this volunteerism
to good use. At the least, appreciation for this spirit of good
citizenship should be made clear, even if the help is unneeded.
6. Emphasize Centralized Control of Evacuation. In
general, basic life support providers should be dedicated to
search and rescue efforts, and should be used to move patients
to the evacuation point. Therefore, most rescue personnel should
receive some form of BLS training. Advanced life support providers
(paramedics, physicians, nurses), if present, should render secondary
triage and accompany critical patients. In circumstances such
as entrapments, ALS personnel could be called in to assess or
provide care. Thus, certain ALS personnel can be staged to stand
by for such circumstances.
The concept of controlled evacuation is key, preferably through
one or two people who communicate closely and know where everyone
should go. In disasters, walking wounded and minor injury victims
often are taken in private automobiles or in facility vehicles
to sites away from the disaster or to nearby area hospitals before
EMS arrives. Therefore, it is important for the on-scene officer
responsible for tracking the evacuation to be in contact with
area facilities. Preferably, this activity is mediated through
a communications center with direct ring-down capabilities, such
as a dispatch office or an EMS base station, which routinely
handles hospital transport communications and diversion issues.
This communications center can keep track of the census at each
hospital and its ability to handle more patients, particularly
when it is ready to accept more patients after being overwhelmed
initially. This feedback is invaluable to the on-scene evacuation
officers who have no idea how many patients were transported
out of the area before EMS arrival and who need to monitor ongoing
treatment and disposition at the hospital.
This concept is important particularly with respect to chemical
threats. In such situations, decontamination may need to be completed
prior to transport to avoid further exposure to hospital personnel.
Likewise, on-scene officers identifying such problems can notify
hospitals of this threat in case victims leave the scene prior
to hazard identification and/or EMS arrival.
7. In the Initial Phases, Triage and Evacuate Patients
to the Usual Receiving Facilities. Triage (evacuation) officers
should direct transportation of the critically ill and injured
to the usual trauma centers/burn centers/tertiary care centers
if that is the routine, even if the number of victims appears
to be large. Often, such centers can adapt to such loads, particularly
because all of the patients do not arrive at once. Patient arrivals
at the major emergency departments usually are staggered because
patients cannot be evacuated from the scene simultaneously. In
addition, triage officers may allocate minor injury patients
to smaller EDs while alternating transport of the more critical
patients to trauma centers in large urban areas. This gives trauma
centers time to assess, stabilize, and achieve dispositions on
the critically injured, and allows time to notify back-up medical
personnel and back-up facilities. Under these circumstances,
capable medical assistance (extra ED physicians, surgeons, critical
care and ED nursing, anesthesiologists, and other emergency/critical
care personnel) can arrive by the time they are needed.
In the interim, medical evacuation officers should continue
to get feedback from receiving facilities before modifying these
routines. Again, the facilities can let the EMS providers know
whether they can safely accommodate more patients and what kind
of patients they can receive and manage. Even when a facility
is at capacity at one moment, it may be open again for new cases
a short time after assessments and dispositions are made.
8. Log Events Chronologically and Centralize the Media
as much as Possible. In the United States, the media often
can be helpful in chronicling events so lessons can be better
learned, retrospectively. Usually, they are supportive and subsequently
paint a favorable picture of MCI management when they collaborate
in the incident themselves. Media also can be useful in notifying
the public about hazards or even dispelling unnecessary fears,
thereby avoiding public panic. For example, they can ask potential
victims' relatives and friends not to go to the scene (and either
become a victim themselves or be lost to contact), but rather
to stay in their homes (or workplaces) so they can be contacted
more readily. Alternatively, the media can advise such people
to call certain phone numbers or go to a safe checkpoint. Also,
the media can ask the public for help, such as for blood, money,
food supplies, or to sign an organ donor card.
This is most important today when the "scene"may
be the community as a whole in the event of natural (eg influenza)
or intentional outbreaks of communicable biological illnesses
where treatment instructions may best be provided through mass
media. In such situations, a public health model may be used
(ie stay in place or quarantine) and paramedics may be used for
immunizations or antibiotic administration.
The best way to handle media is to work with them on a daily
basis and to have a plan to centralize them. In a major incident,
one or two camera people can be selected (or chosen among themselves)
to go into closer areas under escort. They then share their video
with other media. This approach may help with the logging of
events and quality assurance reviews, and it helps establish
better rapport and a sense of public responsibility with the
media.
9. Always Prepare to Provide Post-incident Care for Rescuers
and Victims, Family Members, and Friends. Immediate and subsequent
communication, comfort, care, and formal debriefings should be
provided to rescuers, family members, survivors, and other bystanders.
Comfort and care includes the provision of food, shelter, and
medical management for all those at the site, and those who will
arrive later. In addition, one must prepare to protect rescuers
and victims alike from legal and journalistic opportunists. Also,
the post-traumatic stresses on all members of the rescue team
as well as the victims, families, friends, and coworkers usually
are enormous, often denied, and can go unrecognized. Major events
also cause moderate to extreme effects on society as a whole,
and it is important for governmental leaders to provide leadership
and follow their normal routines as soon as possible to help
establish a sense of stability.
10. Train and Test all Potential Rescuers. All designated
rescuers and auxiliary agencies (including media) should meet
regularly to establish what each will do in the event of a major
incident. Even education of the public on its role in the event
of a major incident is important. Although disaster drills often
are seen as unrealistic, unemotional, and time-wasting exercises,
they provide at least one important advantage-they bring the
players together so they can get to know each other before an
event. Knowing the various personalities in leadership positions
and their potential contributions is of enormous benefit. Sometimes,
just seeing a familiar face at a major event allows more effective
communications, teamwork, and concentration on the job at hand.
Acknowledgments
The authors express their gratefulness to Dallas Fire Rescue
Assistant Fire Chief Danny Millaway for his thoughtful review
of this manuscript and to firefighters everywhere for risking
their well-being every day for the sake of their communities
and fellow citizens.
Dr Pepe, medical director of the Dallas Area EMS and the
Dallas Metropolitan Medical Response System, has co-authored
multiple scientific publications regarding medical management
and public information aspects of multiple casualty incidents
and disasters. These publications largely are based on his experiences
at major incidents including large-scale petroleum refinery explosions
(eg, the Houston Ship Channel Phillips Petroleum disaster), aircraft
crashes (eg, New York City and Houston) and multiple hazardous-material
incidents. He also has reviewed disaster incidents for foreign
governments and made recommendations accordingly. Domestically,
Dr Pepe has served as the emergency medicine and trauma consultant
to such diverse entities as the White House Medical Unit, ABC
News, and the National Institutes of Health.
Eric Anderson is a paramedic officer and a 20-year veteran
of Dallas Fire Rescue. As EMS shift captain, he is the lead officer
for one of the three DFR field shifts. He recently developed
a specialized training program for all DFR personnel that organizes
medical care scenes in a manner akin to fire incident command
systems.

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